Filing Details

Accession Number:
0001209191-14-074904
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-12 15:00:57
Reporting Period:
2014-12-09
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 15:00:57
Original Submission Date:
2014-12-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Technology Growth Capital Inc HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522682 T Jessica Baron C/O Hercules Technology Growth Capital,
400 Hamilton Ave., Suite 310
Palo Alto, CA 94301
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-09 274 $15.04 111,891 No 4 F Direct
Common Stock Disposition 2014-12-10 10,000 $15.02 101,891 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 9, 2014.
  2. To correct the number of securities sold as reported on Form 4 filed on December 11, 2014.