Filing Details

Accession Number:
0001102624-14-002013
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-11 16:16:19
Reporting Period:
2014-12-09
Filing Date:
2014-12-11
Accepted Time:
2014-12-11 16:16:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219862 H Brian Oswald 10 East 40Th Street, 42Nd Floor
New York NY 10016
Cfo, Cco, Treasury & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-09 63,500 $8.35 375,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct