Filing Details

Accession Number:
0001514732-14-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-11 16:08:49
Reporting Period:
2014-12-09
Filing Date:
2014-12-11
Accepted Time:
2014-12-11 16:08:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514732 Saexploration Holdings Inc. SAEX Oil & Gas Field Exploration Services (1382) 274867100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581400 A Brian Beatty 3333 8Th Street Se, 3Rd Floor
Calgary A0 T2G 3A4
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-09 75,000 $4.07 403,805 No 4 P Direct
Common Stock Acquisiton 2014-12-11 58,200 $4.41 462,005 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,196,846 Indirect Through dispositive and voting control of Seismic Management Holdings, Inc.
Footnotes
  1. This transaction was executed in multiple trades on December 09, 2014 at prices ranging from $3.684 to 4.519. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  2. This transaction was executed in multiple trades on December 11, 2014 at prices ranging from $4.05 to 4.63. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  3. Seismic Management Holdings, Inc. ("Seismic Holdings") is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Management, LLP, which is an Alaska limited liability partnership controlled by the Reporting Person and his wife, Sheri L. Beatty.