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Home > Insider Trading > Filing (0001181431-14-038575)

Filing Details

Accession Number:
0001181431-14-038575
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-11 13:56:39
Reporting Period:
2014-03-24
Filing Date:
2014-12-11
Accepted Time:
2014-12-11 13:56:39
Original Submission Date:
2014-03-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515069 Carroll Bancorp Inc. CROL State Commercial Banks (6022) 275463184
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528312 Jr. William George Peck 1321 Liberty Road
Sykesville MD 21784		 Evp - Chief Lending Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-26 626 $16.00 5,626 No 4 P Indirect By IRA
Common Stock Acquisiton 2014-03-24 404 $0.00 1,617 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
No 4 A Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock common stock warrants (right to buy) Acquisiton 2014-03-26 626 $0.00 313 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
626 2014-03-26 2017-03-20 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 426 Indirect By ESOP
Footnotes
  1. Shares of stock granted March 24, 2014 vest at a rate of 20% per year commencing on March 24, 2015.
  2. Shares of stock allocated by the ESOP.
  3. The reported securities are included within the 583 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.