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Home > Insider Trading > Filing (0001140361-14-044753)

Filing Details

Accession Number:: 0001140361-14-044753
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-10 17:02:45
Reporting Period:: 2014-12-08

Filing Date:: 2014-12-10
Accepted Time:: 2014-12-10 17:02:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1413614	B Joseph Armes	C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Freeway, Ste 1300 Dallas TX 75240	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-08	2,500	$38.78	8,502	No	4	P	Indirect	JBA Family Partners, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	JBA Family Partners, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	47,000	Direct

Footnotes

These shares are held by JBA Family Partners, LP, a limited partnership of which the reporting person and his wife are 50% owners of the general partner.