Filing Details

Accession Number:
0001140361-14-044751
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-10 17:02:03
Reporting Period:
2014-12-09
Filing Date:
2014-12-10
Accepted Time:
2014-12-10 17:02:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042810 Equity One Inc. EQY Real Estate Investment Trusts (6798) 521794271
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248360 Thomas Caputo 1600 Ne Miami Gardens Drive
North Miami Beach FL 33179
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.01 Acquisiton 2014-12-09 64,637 $18.88 66,628 No 4 M Direct
Common Stock Par Value $0.01 Disposition 2014-12-09 64,637 $24.89 1,991 No 4 S Direct
Common Stock Par Value $0.01 Acquisiton 2014-12-10 35,363 $18.88 37,354 No 4 M Direct
Common Stock Par Value $0.01 Disposition 2014-12-10 35,363 $24.95 1,991 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (Option to buy) Disposition 2014-12-09 64,637 $0.00 100,000 $18.88
Common Stock Common Stock (option to buy) (Common Stock) Disposition 2014-12-10 35,363 $0.00 35,363 $18.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,363 2014-03-01 2020-02-29 No 4 M Direct
0 2014-03-01 2020-02-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Par Value $0.01 125,915 Indirect Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock (Option to buy) $21.75 2012-03-14 2018-03-13 250,000 250,000 Direct
Common Stock Common Stock (Option to buy) $11.59 2013-02-23 2019-02-22 50,000 50,000 Direct
Common Stock Common Stock (Option to buy) $19.13 2013-03-17 2020-03-17 16,500 16,500 Direct
Common Stock Common Stock (Option to buy) $19.07 2021-02-20 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-03-13 250,000 250,000 Direct
2019-02-22 50,000 50,000 Direct
2020-03-17 16,500 16,500 Direct
2021-02-20 100,000 100,000 Direct
Footnotes
  1. Includes 1,990.574 shares acquired by the reporting person as of September 30, 2014 under the Issuer's Employee Stock Purchase Plan not previously reported.
  2. This transaction was executed in multiple trades ranging from $24.71 to $24.99; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
  3. This transaction was executed in multiple trades ranging from $24.82 to $25.00; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
  4. Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.
  5. Vests in equal installments on February 21, 2012, 2013, 2014 and 2015.