Home > Insider Trading > Filing (0001445866-14-001573)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1396633	Summer Energy Holdings Inc	SUME	Electric Services (4911)	202722022

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1259658	Davis Tom Oleary	800 Bering Drive Ste 260 Houston TX 77057		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-04-09	3,110	$0.00	2,097,222	No	4	J	Direct
Common Stock	Acquisiton	2014-05-13	2,842	$0.00	2,100,064	No	4	J	Direct
Common Stock	Acquisiton	2014-05-23	38,889	$0.45	2,138,953	No	4	P	Direct
Common Stock	Acquisiton	2014-06-04	35,561	$0.00	2,174,514	No	4	J	Direct
Common Stock	Acquisiton	2014-06-12	2,923	$0.00	2,177,437	No	4	J	Direct
Common Stock	Acquisiton	2014-07-11	23,200	$0.00	2,200,637	No	4	J	Direct
Common Stock	Acquisiton	2014-07-11	2,842	$0.00	2,203,479	No	4	J	Direct
Common Stock	Acquisiton	2014-08-08	2,924	$0.00	2,206,403	No	4	J	Direct
Common Stock	Acquisiton	2014-08-08	23,200	$0.00	2,229,603	No	4	J	Direct
Common Stock	Acquisiton	2014-09-05	23,200	$0.00	2,252,803	No	4	J	Direct
Common Stock	Acquisiton	2014-09-05	2,923	$0.00	2,255,726	No	4	J	Direct
Common Stock	Acquisiton	2014-10-01	23,200	$0.00	2,278,926	No	4	J	Direct
Common Stock	Acquisiton	2014-10-01	2,842	$0.00	2,281,768	No	4	J	Direct
Common Stock	Acquisiton	2014-11-11	21,071	$0.00	2,302,839	No	4	J	Direct
Common Stock	Acquisiton	2014-11-11	3,058	$0.00	2,305,897	No	4	J	Direct
Common Stock	Acquisiton	2014-12-05	2,959	$0.00	2,308,856	No	4	J	Direct
Common Stock	Acquisiton	2014-12-09	20,200	$0.00	2,329,056	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	J	Direct
No	4	P	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct

Footnotes

The reporting person received these shares of common stock as a payment-in-kind dividend on 300,000 shares of Series B Preferred Stock owned by the reporting person on the dividend record date. The dividends are payable in cash or common stock and the reporting person elected to receive such dividends in the form of common stock.
Includes 40,055 shares of common stock received by the reporting person as a dividend on Series A Preferred Stock previously held by the reporting person, which shares were not reported on Form 4 pursuant to an exemption provided in Rule 16a-9(a) of the Securities Exchange Act of 1934, as amended.
The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with an Advance-to-Loan Amount Note, whereby the Issuer borrowed funds from a lending institution. In consideration of such personal guaranty, the Issuer agreed to grant up to 30,000 shares of common stock per month, reduced accordingly as the principal amount of the Note is reduced.