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Filing Details

Accession Number:
0001144204-14-073054
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 21:00:43
Reporting Period:
2014-12-05
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 21:00:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
320017 Neostem Inc. NBS Services-Misc Health & Allied Services, Nec (8090) 222343568
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078274 S Steven Myers C/o Neostem, Inc.
420 Lexington Avenue, Suite 350
New York NY 10170
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-05 5,000 $3.75 69,331 No 4 P Indirect By Steven S. Myers IRA
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-09 15,000 $3.49 84,331 No 4 P Indirect By Steven S. Myers IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Steven S. Myers IRA
No 4 P Indirect By Steven S. Myers IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 123,931 Direct
Common Stock, Par Value $0.001 Per Share 8,012 Indirect By Spouse
Common Stock, Par Value $0.001 Per Share 19,531 Indirect By Steven S. Myers Revocable Trust dated 12/1/2000