Filing Details

Accession Number:
0001181431-14-038401
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 17:04:39
Reporting Period:
2014-12-05
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 17:04:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp BIRT Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207436 Nobby N Akiha 951 Mariners Island Blvd.
San Mateo CA 94404
Svp, Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-05 35,000 $3.59 106,306 No 4 M Direct
Common Stock Disposition 2014-12-05 35,000 $6.55 71,306 No 4 S Direct
Common Stock Acquisiton 2014-12-08 5,000 $3.59 76,306 No 4 M Direct
Common Stock Acquisiton 2014-12-08 10,000 $2.48 86,306 No 4 M Direct
Common Stock Disposition 2014-12-08 15,000 $6.55 71,306 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2014-12-05 35,000 $0.00 35,000 $3.59
Common Stock Option (right to buy) Disposition 2014-12-08 5,000 $0.00 5,000 $3.59
Common Stock Option (right to buy) Disposition 2014-12-08 10,000 $0.00 10,000 $2.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
441,500 2007-01-24 2016-01-24 No 4 M Direct
436,500 2007-01-24 2016-01-24 No 4 M Direct
426,500 2006-01-28 2015-01-28 No 4 M Direct
Footnotes
  1. Represents a weighted average price within the range of $6.55 and $6.56.
  2. Includes (a) 5,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest, (b) 5,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 27, 2012 that will be issued as those units vest, (c) 3,750 shares of Issuers common stock subject to a restricted stock unit award granted on January 30, 2013 that will be issued as those units vest, and (d) 15,000 shares of Issuer's common stock subject to a restricted stock unit award granted on March 19, 2014 that will be issued as those units vest.
  3. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 24, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
  4. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 24, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
  5. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 28, 2005 and for the balance in a series of equal monthly installments over the following 36 months.