Filing Details

Accession Number:
0000720672-14-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 11:02:28
Reporting Period:
2014-12-08
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 11:02:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203738 A Bruce Beda 355 East Ohio Avenue #4602
Chicago IL 60611
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-08 5,000 $51.17 22,826 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 29,447 29,447 Direct
Common Stock Stock Option (Option to Buy) $17.00 2016-01-03 2,250 2,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
29,447 29,447 Direct
2016-01-03 2,250 2,250 Direct
Footnotes
  1. Units vest quarterly over a one year period.
  2. No expiration date for these Units.
  3. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.