Filing Details
- Accession Number:
- 0001181431-14-038311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-08 17:07:36
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2014-12-08
- Accepted Time:
- 2014-12-08 17:07:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1358356 | Porter Bancorp Inc. | PBIB | National Commercial Banks (6021) | 611142247 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378490 | Glenn W Hogan | C/O Porter Bancorp, Inc. 2500 Eastpoint Parkway Louisville KY 40223 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fixed Rate Cumulative Perpetual Preferred Stock Series A | Acquisiton | 2014-12-04 | 8,062 | $100.00 | 8,062 | No | 4 | P | Direct | |
| Fixed Rate Cumulative Perpetual Preferred Stock Series A | Disposition | 2014-12-05 | 3,062 | $100.00 | 5,000 | No | 4 | S | Direct | |
| Fixed Rate Cumulative Perpetual Prefered Stock Series A | Disposition | 2014-12-05 | 5,000 | $0.00 | 0 | No | 5 | S | Direct | |
| Non-Voting, Non-Cum, Non-Conv, Perpetual Pref Series E | Acquisiton | 2014-12-05 | 855 | $0.00 | 855 | No | 5 | P | Direct | |
| Non-Voting, Non-Cum, Non-Conv, Perpetual Pref Series F | Acquisiton | 2014-12-05 | 1,405 | $0.00 | 1,405 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Non-voting, Mandatorily Conv Perpetual Stock, Series B | Acquisiton | 2014-12-05 | 17,143 | $0.00 | 1,714,300 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,714,300 | No | 5 | P | Direct |
Footnotes
- 5,000 Series A prefered Shares purchased from United States Treasury exchanged for 17,143 Series B Preferred Shares, 855 Series E Preferred Shares and 1,405 Series F Preferred Shares. See Form 8-K filed November 24, 2014.
- Each Series B Preferred Share will convert into 100 common shares when the converstion is approved by the Company's common shareholders in accordance with NASDAQ rules.
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