Filing Details

Accession Number:
0001329700-14-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-08 15:58:35
Reporting Period:
2014-12-05
Filing Date:
2014-12-08
Accepted Time:
2014-12-08 15:58:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1048685 Metalico Inc MEA Secondary Smelting & Refining Of Nonferrous Metals (3341) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1068853 R Bret Maxwell 1033 Skokie Boulevard, Suite 430
Northbrook IL 60062
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-05 163,345 $0.38 54,984 No 4 S Indirect See Footnote 2
Common Stock Disposition 2014-12-05 40,749 $0.38 13,716 No 4 S Indirect See Footnote 4
Common Stock Disposition 2014-12-08 54,984 $0.42 0 No 4 S Indirect See Footnote 2
Common Stock Disposition 2014-12-08 13,716 $0.42 0 No 4 S Indirect See Footnote 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 4
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 4
Footnotes
  1. 162,465 @ $0.38 80 @ $0.3801 720 @ $0.39 80 @ $0.392
  2. Held by: Infrastructure & Environmental Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
  3. 40,529 @ $0.38 20 @ $0.3801 180 @ $0.39 20 @ $0.392
  4. Held by: Environmental Information Technology Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
  5. 18,969 @ $0.4 80 @ $0.4022 880 @ $0.4039 1,601 @ $0.41 880 @ $0.4101 1,601 @ $0.411 29,010 @ $0.43 480 @ %0.4303 560 @ %0.4332 923 @ $0.434
  6. 4,731 @ $0.4 20 @ %0.4022 220 @ $0.4039 399 @ %0.41 220 @ %0.4101 399 @ $0.411 7,237 @ $0.43 120 @ $0.4303 140 @ $0.4332 230 @ %0.434