Filing Details

Accession Number:
0001181431-14-038228
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-05 18:35:35
Reporting Period:
2014-12-03
Filing Date:
2014-12-05
Accepted Time:
2014-12-05 18:35:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407038 Bg Medicine Inc. BGMD In Vitro & In Vivo Diagnostic Substances (2835) 043506204
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222012 Noubar Afeyan C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
Yes No Yes No
1255927 Jr M Edwin Kania C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1399780 St Newcogen Llc C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400240 Flagship Ventures Management, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400241 Newcogen Group, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-03 464 $0.04 92,590 No 4 X Indirect Held by ST NewcoGen LLC
Common Stock Disposition 2014-12-03 37 $0.46 92,553 No 4 S Indirect Held by ST NewcoGen LLC
Common Stock Acquisiton 2014-12-03 847 $0.02 93,400 No 4 X Indirect Held by ST NewcoGen LLC
Common Stock Disposition 2014-12-03 31 $0.46 93,369 No 4 S Indirect Held by ST NewcoGen LLC
Common Stock Acquisiton 2014-12-03 1,724 $0.02 95,093 No 4 X Indirect Held by ST NewcoGen LLC
Common Stock Disposition 2014-12-03 63 $0.46 95,030 No 4 S Indirect Held by ST NewcoGen LLC
Common Stock Acquisiton 2014-12-03 1,724 $0.02 96,754 No 4 X Indirect Held by ST NewcoGen LLC
Common Stock Disposition 2014-12-03 63 $0.46 96,691 No 4 S Indirect Held by ST NewcoGen LLC
Common Stock Acquisiton 2014-12-03 1,724 $0.02 98,415 No 4 X Indirect Held by ST NewcoGen LLC
Common Stock Disposition 2014-12-03 63 $0.46 98,352 No 4 S Indirect Held by ST NewcoGen LLC
Common Stock Disposition 2014-12-04 98,352 $0.00 0 No 4 J Indirect Held by ST NewcoGen LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect Held by ST NewcoGen LLC
No 4 S Indirect Held by ST NewcoGen LLC
No 4 X Indirect Held by ST NewcoGen LLC
No 4 S Indirect Held by ST NewcoGen LLC
No 4 X Indirect Held by ST NewcoGen LLC
No 4 S Indirect Held by ST NewcoGen LLC
No 4 X Indirect Held by ST NewcoGen LLC
No 4 S Indirect Held by ST NewcoGen LLC
No 4 X Indirect Held by ST NewcoGen LLC
No 4 S Indirect Held by ST NewcoGen LLC
No 4 J Indirect Held by ST NewcoGen LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 464 $0.00 464 $0.04
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 847 $0.00 847 $0.02
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 1,724 $0.00 1,724 $0.02
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 1,724 $0.00 1,724 $0.02
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 1,724 $0.00 1,724 $0.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-07-10 No 4 X Indirect
0 2018-03-28 No 4 X Indirect
0 2020-03-30 No 4 X Indirect
0 2020-09-27 No 4 X Indirect
0 2020-11-04 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,434,800 Indirect Held by NewcoGen Group LLC
Common Stock 651,560 Indirect Held by NewcoGen Equity Investors LLC
Common Stock 92,294 Indirect Held by NewcoGen-Long Reign Holding LLC
Common Stock 215,013 Indirect Held by AGTC Advisors Fund, L.P.
Common Stock 2,851,447 Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock 1,764,286 Indirect Held by Flagship Ventures Fund 2007, L.P.
Footnotes
  1. NewcoGen Group, Inc. ("NG") is the manager of each of NewcoGen Group LLC ("NGG"), NewcoGen Equity Investors LLC ("NEI"), NewcoGen-Long Reign Holding LLC ("NGLRH") and ST NewcoGen LLC ("STN", and together with NGG, NEI and NGLRH, the "NewcoGen Funds"). NG is also the general partner of AGTC Partners, L.P., which is the general partner of AGTC Advisors Fund, L.P. ("AGTCA") and Applied Genomic Technology Capital Fund L.P. ("AGTCF", and together with AGTCA, the "AGTC Funds"). NG is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship"). Noubar Afeyan and Edwin M. Kania, Jr. are directors of Flagship and may be deemed to beneficially own the securities held by the NewcoGen Funds and the AGTC Funds. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  2. On December 3, 2014, STN exercised a warrant to purchase 464 shares of Common Stock for $0.04 per share. STN exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 37 of the warrant shares to pay the exercise price and issuing to STN the remaining 427 shares.
  3. The price reflects the average of the closing prices of the Common Stock over the five day period prior to the exercise date.
  4. On December 3, 2014, STN exercised a warrant to purchase 847 shares of Common Stock for $0.02 per share. STN exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 31 of the warrant shares to pay the exercise price and issuing to STN the remaining 816 shares.
  5. On December 3, 2014, STN exercised a warrant to purchase 1,724 shares of Common Stock for $0.02 per share. STN exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 63 of the warrant shares to pay the exercise price and issuing to STN the remaining 1,661 shares.
  6. On December 3, 2014, STN exercised a warrant to purchase 1,724 shares of Common Stock for $0.02 per share. STN exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 63 of the warrant shares to pay the exercise price and issuing to STN the remaining 1,661 shares.
  7. On December 3, 2014, STN exercised a warrant to purchase 1,724 shares of Common Stock for $0.02 per share. STN exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 63 of the warrant shares to pay the exercise price and issuing to STN the remaining 1,661 shares.
  8. In addition to the cashless exercises of the warrants reported above, this Form 4 is being filed to report a pro-rata distribution by STN for no consideration to its members. The beneficial ownership of the entities named in this Form 4, other than the Reporting Persons filing this Form 4, did not change as a result of this transaction.
  9. Noubar Afeyan and Edwin M. Kania, Jr. are managers of Flagship Ventures 2007 General Partner, LLC, which is the general partner of Flagship Ventures Fund 2007, L.P., and may be deemed to beneficially own the securities held by Flagship Ventures Fund 2007, L.P. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  10. This warrant is immediately exercisable.