Filing Details
- Accession Number:
- 0001127602-14-034337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 16:44:58
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 16:44:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1333830 | John Sarvis | 1 Avx Boulevard Fountain Inn SC 29644 | Vp- Ceramic Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-03 | 6,719 | $9.60 | 6,719 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 5,281 | $9.60 | 12,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 5,110 | $11.30 | 17,110 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-03 | 17,110 | $14.28 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-04 | 3,144 | $11.30 | 3,144 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-04 | 1,746 | $11.30 | 4,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-04 | 4,890 | $14.28 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-12-03 | 6,719 | $0.00 | 6,719 | $9.60 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-03 | 5,281 | $0.00 | 5,281 | $9.60 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-12-03 | 5,110 | $0.00 | 5,110 | $11.30 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-12-04 | 3,144 | $0.00 | 3,144 | $11.30 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-04 | 1,746 | $0.00 | 1,746 | $11.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-15 | 2019-05-15 | No | 4 | M | Direct |
| 0 | 2010-05-15 | 2019-05-15 | No | 4 | M | Direct |
| 3,144 | 2006-05-06 | 2015-05-06 | No | 4 | M | Direct |
| 0 | 2006-05-06 | 2015-05-06 | No | 4 | M | Direct |
| 0 | 2006-05-06 | 2015-05-06 | No | 4 | M | Direct |
Billionaire Hedge Funds
