Filing Details
- Accession Number:
- 0001225208-14-024437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 20:25:33
- Reporting Period:
- 2014-12-02
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 20:25:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1355096 | Liberty Interactive Corp | QVCA | Retail-Catalog & Mail-Order Houses (5961) | 841288730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195195 | E Albert Rosenthaler | 12300 Liberty Boulevard Englewood CO 80112 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Liberty Interactive Common Stock | Acquisiton | 2014-12-02 | 32,990 | $17.74 | 185,108 | No | 4 | M | Direct | |
| Series A Liberty Interactive Common Stock | Acquisiton | 2014-12-02 | 6,014 | $17.74 | 191,122 | No | 4 | M | Direct | |
| Series A Liberty Interactive Common Stock | Disposition | 2014-12-02 | 10,225 | $29.21 | 180,897 | No | 4 | S | Direct | |
| Series A Liberty Interactive Common Stock | Disposition | 2014-12-02 | 28,779 | $29.21 | 152,118 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Liberty Interactive Common Stock | Stock Option (right to buy) - QVCA | Disposition | 2014-12-02 | 32,990 | $0.00 | 32,990 | $17.74 |
| Series A Liberty Interactive Common Stock | Stock Option (right to buy) - QVCA | Disposition | 2014-12-02 | 6,014 | $0.00 | 6,014 | $17.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 292,990 | 2020-03-19 | No | 4 | M | Direct | |
| 0 | 2016-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Liberty Interactive Common Stock | 13,449 | Indirect | By 401(k) Savings Plan |
Footnotes
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.161 to $29.235, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.17 to $29.23, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of November 30, 2014.
- This stock option was previously reported as an option relating to 353,564 shares of Series A Liberty Interactive Common Stock at an exercise price of $19.255 per share. The number of shares relating to and the exercise price of this option were adjusted as of October 20, 2014 as a result of the reattribution dividend (as described in the Remarks) and pursuant to the anti-dilution provisions of the incentive plans under which such option was granted.
- The options vested 33.33% on June 30, 2013, 33.33% on June 30, 2014, and the remainder vest on December 31, 2015.
- This stock option was previously reported as an option relating to 6,523 shares of Series A Liberty Interactive Common Stock at an exercise price of $19.255 per share. The number of shares relating to and the exercise price of this option were adjusted as of October 20, 2014 as a result of the reattribution dividend (as described in the Remarks) and pursuant to the anti-dilution provisions of the incentive plans under which such option was granted.
- The derivative security is fully vested.
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