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Home > Insider Trading > Filing (0001185185-14-003302)

Filing Details

Accession Number:: 0001185185-14-003302
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-04 18:00:15
Reporting Period:: 2014-12-03

Filing Date:: 2014-12-04
Accepted Time:: 2014-12-04 18:00:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1171012	Uni-Pixel	UNXL	Electronic Components, Nec (3679)	752926437

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1319550	K Daniel Ostrand Van	103 Magnolia Grove Lane Conroe TX 77384		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-12-03	30,000	$6.14	33,501	No	4	S	Direct
Common Stock	Disposition	2014-12-04	33,501	$5.83	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares	Stock options	$7.50	2009-01-30	2014-12-19	1,667	1,667	Direct
Common Shares	Stock options	$7.50	2010-01-28	2019-09-19	33,334	33,334	Direct
Common Shares	Stock options	$6.93	2011-01-21	2019-09-19	120,000	120,000	Direct
Common Shares	Stock options	$7.13	2012-11-27	2014-12-19	4,000	4,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-12-19	1,667	1,667	Direct
2019-09-19	33,334	33,334	Direct
2019-09-19	120,000	120,000	Direct
2014-12-19	4,000	4,000	Direct