Filing Details

Accession Number:
0001042167-14-000161
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-04 17:33:12
Reporting Period:
2014-12-03
Filing Date:
2014-12-04
Accepted Time:
2014-12-04 17:33:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273805 Citizens Community Bancorp CZWI National Commercial Banks (6021) 200663325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480691 H Edward Schaefer C/O Citizens Community Bancorp, Inc.
2174 Eastridge Center
Eau Claire WI 54701
Ceo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Disposition 2014-12-03 8,202 $9.21 35,834 No 4 S Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-12-04 9,288 $5.48 45,122 No 4 M Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-12-04 9,288 $5.00 54,410 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-12-04 2,766 $9.20 51,644 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option (right to buy) Disposition 2014-12-04 9,288 $0.00 9,288 $5.48
Common Stock Common Stock Option (right to buy) Disposition 2014-12-04 9,288 $0.00 9,288 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,931 2012-06-14 2021-06-14 No 4 M Direct
13,931 2012-09-30 2021-09-30 No 4 M Direct
Footnotes
  1. The price reported above is the average transaction price. The range of prices for such transactions is $9.20 to $9.27. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
  2. The price reported above is the average transaction price. The range of prices for such transactions is $9.20 to $9.21. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of June 14, 2012, June 14, 2013, June 14, 2014, June 14, 2015 and June 14, 2016.
  4. The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of September 30, 2012, September 30, 2013, September 30, 2014, September 30, 2015 and September 30, 2016.