Filing Details

Accession Number:
0001181431-14-037939
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-04 16:46:16
Reporting Period:
2014-12-02
Filing Date:
2014-12-04
Accepted Time:
2014-12-04 16:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240177 Ronald Hassen One Liberty Plaza
New York NY 10006
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-12-02 15,226 $45.00 64,253 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  2. Represents (i) 51,775 shares or units of restricted stock, of which 1,775 are vested, (ii) 12,234 shares underlying PSUs, of which 3,765 shares are vested and (iii) 244 shares purchased under the Employee Stock Puchase Plan.