Filing Details

Accession Number:
0001127602-14-034214
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-04 16:24:19
Reporting Period:
2014-12-02
Filing Date:
2014-12-04
Accepted Time:
2014-12-04 16:24:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
906107 Equity Residential EQR Real Estate Investment Trusts (6798) 363877868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219721 A Gerald Spector Two North Riverside Plaza, Suite 400
Chicago IL 60606
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2014-12-02 5,607 $53.50 278,728 No 4 M Direct
Common Shares Of Beneficial Interest Disposition 2014-12-02 5,607 $71.10 273,121 No 4 S Direct
Common Shares Of Beneficial Interest Acquisiton 2014-12-02 4,599 $38.57 277,720 No 4 M Direct
Common Shares Of Beneficial Interest Disposition 2014-12-02 4,599 $71.11 273,121 No 4 S Direct
Common Shares Of Beneficial Interest Acquisiton 2014-12-02 110,957 $38.57 384,078 No 4 M Direct
Common Shares Of Beneficial Interest Disposition 2014-12-02 110,957 $71.10 273,121 No 4 S Direct
Common Shares Of Beneficial Interest Acquisiton 2014-12-03 23,850 $38.57 296,971 No 4 M Direct
Common Shares Of Beneficial Interest Disposition 2014-12-03 23,850 $71.01 273,121 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2014-12-02 5,607 $0.00 5,607 $53.50
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2014-12-02 4,599 $0.00 4,599 $38.57
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2014-12-02 110,957 $0.00 110,957 $38.57
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2014-12-03 23,850 $0.00 23,850 $38.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-08 No 4 M Direct
0 2018-02-07 No 4 M Direct
23,850 2018-02-07 No 4 M Direct
0 2018-02-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 3,472 Indirect Children
Common Shares Of Beneficial Interest 27,500 Indirect Family Trust
Common Shares Of Beneficial Interest 25,015 Indirect Family Trust
Common Shares Of Beneficial Interest 57,187 Indirect Spouse
Footnotes
  1. Direct total includes restricted shares of the Company scheduled to vest in the future.
  2. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.13. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.05 to $71.18. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.00 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Represents shares beneficially owned by Mr. Spector as custodian for his minor children. Mr. Spector disclaims beneficial ownership of said shares.
  7. Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
  8. Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein.
  9. Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
  10. Represents share options originally scheduled to vest in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010. The vesting date of the share options originally scheduled to vest on February 8, 2009 and February 8, 2010 was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive officer of the Company.
  11. Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010.
  12. Represents share options originally scheduled to vest in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. The vesting date for all of the share options was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive of the Company.