Filing Details

Accession Number:
0001179110-14-017579
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-04 15:51:07
Reporting Period:
2014-12-04
Filing Date:
2014-12-04
Accepted Time:
2014-12-04 15:51:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495925 Fortegra Financial Corp FRF Insurance Agents, Brokers & Service (6411) 581461399
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
830588 P L Partners Summit 222 Berkeley Street
18Th Floor
Boston MA 02116
No No No Yes
1018067 J Martin Mannion C/O Summit Partners
222 Berkeley Street, 18Th Floor
Boston MA 02116
No No No Yes
1258825 Summit Partners Vi Gp Llc 222 Berkeley Street
18Th Floor
Boston MA 02116
No No No Yes
1258826 Summit Partners Vi Gp Lp 222 Berkeley Street
18Th Floor
Boston MA 02116
No No No Yes
1486418 Summit Partners Pe Vii, L.p. 222 Berkeley Street
18Th Floor
Boston MA 02116
No No No Yes
1486419 Summit Partners Pe Vii, Llc 222 Berkeley Street
18Th Floor
Boston MA 02116
No No No Yes
1486442 Summit Partners Sd Iii, L.p. 222 Berkeley Street
18Th Floor
Boston MA 02116
No No No Yes
1486443 Summit Partners Sd Iii, Llc 222 Berkeley Street
18Th Floor
Boston MA 02116
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-04 12,438,772 $10.00 0 No 4 S Indirect See remarks.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See remarks.
Footnotes
  1. Disposition is pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2014, among Fortegra Financial Corporation (the "Company"), Tiptree Operating Company, LLC, Caroline Holdings LLC, ("Holdings"), and Caroline Merger Sub, Inc.("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub will be merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Holdings.
  2. Represents shares sold by the following entities: 7,185,871 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 4,315,949 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 591,713 shares of common stock sold by Summit Partners Subordinated Debt Fund III-A, L.P., 308,237 shares of common stock sold by Summit Partners Subordinated Debt Fund III-B, L.P. and 37,002 shares of common stock sold by Summit Investors VI, L.P.