Filing Details

Accession Number:
0001225208-14-024325
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-03 16:51:06
Reporting Period:
2014-12-01
Filing Date:
2014-12-03
Accepted Time:
2014-12-03 16:51:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1340350 George Catanese 880 Carillon Parkway
St. Petersburg FL 33716
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-01 4,951 $25.28 12,720 No 4 M Direct
Common Stock Disposition 2014-12-01 1,519 $55.67 11,201 No 4 S Direct
Common Stock Disposition 2014-12-01 2,248 $55.67 8,953 No 4 F Direct
Common Stock Disposition 2014-12-01 100 $0.00 8,853 No 5 G Direct
Common Stock Acquisiton 2014-12-02 549 $25.28 9,402 No 4 M Direct
Common Stock Disposition 2014-12-03 549 $56.64 8,853 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-01 4,951 $0.00 4,951 $25.28
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-02 549 $0.00 549 $25.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
549 2015-01-24 No 4 M Direct
0 2015-01-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,822 Indirect ESOP
Footnotes
  1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for such transaction was $55.66 to $55.69.
  3. Since the date of the reporting person's last Form 4 filing reflecting common stock holdings, the reporting person has disposed of 869 shares held in his ESOP account pursuant to a diversification election made under the Internal Revenue Code, and his ESOP account has received additional allocations under the ESOP through November 19, 2014.
  4. 1,100 options became exercisable on 11/24/2014; 1,100 became exercisable on 11/24/2013 and 3,300 on 11/24/2012.