Filing Details

Accession Number:
0001144204-14-072137
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-03 16:48:36
Reporting Period:
2014-12-01
Filing Date:
2014-12-03
Accepted Time:
2014-12-03 16:48:36
Original Submission Date:
2014-12-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251386 C Joan Mcardle C/O Datawatch Corporation
271 Mill Road, Quorum Office Park
Chelmsford MA 01824
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-01 2,500 $8.98 5,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant for Common Stock $11.54 2012-03-30 2019-02-28 185,000 185,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-28 185,000 185,000 Indirect
Footnotes
  1. The original filing for this transaction, which was filed on 12/2/2014, listed transaction code "A" in column 3, but should have listed transaction code "P" to identify the transaction as an open market purchase of securities.
  2. These warrants are held by Massachusetts Capital Resource Company. The reporting person serves as a senior vice president of Massachusetts Capital Resource Company, and may be deemed to have shared voting and/or investment power over these securities. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.