Filing Details

Accession Number:
0000908834-14-000701
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-02 19:26:58
Reporting Period:
2014-11-28
Filing Date:
2014-12-02
Accepted Time:
2014-12-02 19:26:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Holdings Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 272166630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231601 Terry Polistina C/O Spectrum Brands Holdings, Inc.
3001 Deming Way
Middleton WI 53562
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-28 32,249 $89.63 27,968 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by Mr. Polistina on March 15, 2013.
  2. Reflects the weighted average price of 32,249 shares of Common Stock of the Issuer sold by Mr. Polistina in multiple transactions on November 26, 2014 at prices ranging from $87.40 to $89.89 per share. Mr. Polistina undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Includes 2,030 restricted stock units that were awarded to Mr. Polistina under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer; 870 shares are scheduled to vest in equal installments on January 1, 2015, April 1, 2015 and July 1, 2015, and 1,160 shares are scheduled to vest on October 1, 2015 if Mr. Polistina is a director of the Issuer on such dates.