Filing Details

Accession Number:
0001415889-14-003763
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-02 15:56:29
Reporting Period:
2014-11-28
Filing Date:
2014-12-02
Accepted Time:
2014-12-02 15:56:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893847 Hawthorn Bancshares Inc. HWBK National Commercial Banks (6021) 431626350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196018 T David Turner C/O Hawthorn Bancshares, Inc.
132 East High Street, Po Box 688
Jefferson City MO 65102
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-28 4,771 $15.80 33,856 No 4 P Indirect Profit Sharing
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Profit Sharing
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,777 Direct
Common Stock 3,464 Direct
Footnotes
  1. Includes shares acquired since last report pursuant to Company profit sharing trust.
  2. Includes shares acquired since last report pursuant to Company DRIP program.