Filing Details

Accession Number:
0001437749-14-021538
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-12-02 10:30:51
Reporting Period:
2014-09-30
Filing Date:
2014-12-02
Accepted Time:
2014-12-02 10:30:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
317889 Bulova Technologies Group Inc. BTGI Services-Prepackaged Software (7372) 830245581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625965 L Gary Shapiro 2R Judith'S Fancy
Christiansted VI 00824
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Preferred Stock Acquisiton 2013-02-25 800,000,000 $0.00 800,000,000 No 4 P Indirect See footnote
Common Stock Acquisiton 2014-04-25 3,000,000 $0.01 3,000,000 No 4 P Indirect See footnote
Common Stock Acquisiton 2014-04-25 3,000,000 $0.01 3,000,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2013-09-01 3,166,667 $0.00 3,166,667 $0.02
Common Stock Warrants Acquisiton 2013-09-01 3,166,667 $0.00 3,166,667 $0.02
Common Stock Warrants Acquisiton 2014-10-03 1,980,851 $0.00 1,980,851 $0.02
Common Stock Warrants Acquisiton 2014-10-03 1,980,851 $0.00 1,980,851 $0.02
Common Stock Warrants Acquisiton 2014-09-03 5,000,000 $0.00 5,000,000 $0.02
Common Stock Warrants Acquisiton 2014-09-03 5,000,000 $0.00 5,000,000 $0.02
Common Stock Warrants Acquisiton 2014-08-29 10,000,000 $0.00 10,000,000 $0.02
Common Stock Warrants Acquisiton 2014-08-29 10,000,000 $0.00 10,000,000 $0.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,166,667 2023-08-31 No 4 P Direct
3,166,667 2023-08-31 No 4 P Indirect
1,980,851 2023-02-27 No 4 P Indirect
1,980,851 2023-02-27 No 4 P Indirect
5,000,000 2024-09-02 No 4 P Indirect
5,000,000 2024-09-02 No 4 P Indirect
10,000,000 2024-08-28 No 4 P Indirect
10,000,000 2024-08-28 No 4 P Indirect
Footnotes
  1. Owned through Fieldstone Affiliates LLC.
  2. Indirect ownership through NuView IRA, Inc. FBO Gary Shapiro IRA.
  3. Indirect ownership through IRA for benefit of wife.
  4. Present
  5. Warrants were issued in connection with a loan made to the issuer. No separate valuation of the warrants was made.
  6. Owned indirectly through wife's ownership.
  7. Warrants were originally issued in connection with a loan made to the issuer. They were assigned to Reporting Person at no cost.
  8. Owned through NuView IRA, Inc. FBO Gary Shapiro IRA.
  9. Owned indirectly through IRA for benefit of wife.
  10. Warrants were issued in connection with loans to the Issuer.