Filing Details

Accession Number:
0001209191-14-072051
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-01 19:44:12
Reporting Period:
2014-11-28
Filing Date:
2014-12-01
Accepted Time:
2014-12-01 19:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1118417 Model N Inc. MODN Services-Computer Programming, Data Processing, Etc. (7370) 770528806
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570657 Michael Laroche C/O Model N, Inc.
1600 Seaport Boulevard, Suite 400
Redwood City CA 94063
Svp, Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-28 3,417 $10.34 40,342 No 4 S Direct
Common Stock Disposition 2014-11-28 1,636 $10.34 38,706 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. All of the shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Performance-Based Restricted Stock Units ("PB-RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
  2. Includes an additional 5,450 shares of common stock issued upon the vesting of PB-RSU awards in connection with the achievement of 209% of certain performance criteria related to the Reporting Person's PB-RSUs.
  3. All of the shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.