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Filing Details

Accession Number:: 0000945436-14-000194
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-01 17:18:22
Reporting Period:: 2014-11-26

Filing Date:: 2014-12-01
Accepted Time:: 2014-12-01 17:18:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
945436	Sunedison Inc.	SUNE	Semiconductors & Related Devices (3674)	561505767

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1516143	E. Matthew Herzberg	C/O Sunedison, Inc. 13736 Riverport Drive Maryland Heights MO 63043	Svp & Chief Hr Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Employee Stock Option (Right To Buy)	Acquisiton	2014-11-26	53,333	$1.76	110,333	No	4	M	Direct
Employee Stock Option (Right To Buy)	Disposition	2014-11-26	53,333	$22.60	57,000	No	4	S	Direct
Employee Stock Option (Right To Buy)	Acquisiton	2014-11-26	46,667	$3.27	103,667	No	4	M	Direct
Employee Stock Option (Right To Buy)	Disposition	2014-11-26	46,667	$22.58	57,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-11-26	53,333	$1.76	53,333	$1.76
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-11-26	46,667	$3.27	46,667	$3.27

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
106,667		2022-07-24	No	4	M	Direct
150,333		2022-09-18	No	4	M	Direct

Footnotes

The exercise and sale of shares by Reporting Person were done during an open trading period.
This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $22.565-$22.64. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $22.54-$22.65. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
The option to purchase 160,000 shares of common stock was awarded on July 24, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if SunEdison's stock achieves certain target market prices.
The option expires on the tenth anniversary of the grant date, provided that if the target market prices are not achieved by the fifth anniversary of the grant date, the option will be cancelled.
The option to purchase 197,000 shares of common stock was awarded on September 18, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if SunEdison's stock achieves certain target market prices.