Filing Details
- Accession Number:
- 0001225208-14-024098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 18:08:46
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 18:08:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388430 | Cai International Inc. | CAP | Services-Equipment Rental & Leasing, Nec (7359) | 943109229 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1386677 | Masaaki Nishibori | Steuart Tower 1 Market Plaza, Suite 900 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-25 | 5,736 | $15.00 | 5,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-25 | 5,736 | $22.09 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-11-25 | 5,736 | $0.00 | 5,736 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 254,244 | 2017-05-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.95 to $22.28, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vested with respect to 25% of the shares on May 15, 2008 and an additional 1/48th of the shares monthly thereafter.
Billionaire Hedge Funds
