Filing Details

Accession Number:
0001140361-14-043571
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-26 12:19:50
Reporting Period:
2014-11-24
Filing Date:
2014-11-26
Accepted Time:
2014-11-26 12:19:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
77360 Pentair Plc PNR Special Industry Machinery (No Metalworking Machinery) (3550) 981050812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189049 J Randall Hogan 5500 Wayzata Blvd., Suite 800
Golden Valley MN 55416
Chairman, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-11-24 100,000 $34.28 146,116 No 4 M Direct
Common Shares Disposition 2014-11-24 100,000 $68.59 46,116 No 4 S Direct
Common Shares Acquisiton 2014-11-25 97,083 $34.28 143,199 No 4 M Direct
Common Shares Disposition 2014-11-25 97,083 $69.11 46,116 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (right to buy) Disposition 2014-11-24 100,000 $0.00 100,000 $34.28
Common Shares Employee Stock Option (right to buy) Disposition 2014-11-25 97,083 $0.00 97,083 $34.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,083 2007-01-03 2016-01-03 No 4 M Direct
0 2007-01-03 2016-01-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Deferral Plan 56,645 Indirect Plan Agent
Common Stock - Esop 1,884 Indirect By ESOP
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $68.44 to $68.88. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $69.00 to $69.22. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  3. Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
  4. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
  5. One-third of the stock options become exercisable on the first, second and third anniversary of the grant.