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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618835	Neothetics Inc.	NEOT	Pharmaceutical Preparations (2834)	208527075

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1579466	Rusnanomedinvest Llc	Sokoinichesky Val Str. Office Vii Moscow 1Z 107113 38		No	No	Yes	No
1579787	S.a.r.l. Investments Rmi	7, Robert Stumper Grand Duchy N4 L-2557		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-25	1,515,549	$0.00	1,515,549	No	4	C	Direct
Common Stock	Acquisiton	2014-11-25	70,000	$14.00	1,585,549	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Preferred Stock	Disposition	2014-11-25	9,244,852	$0.00	9,244,852	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

Immediately prior to but contingent upon the closing of the initial public offering of the Issuer's Common Stock, all outstanding shares of Preferred Stock will be automatically converted, for no additional consideration, into shares of the Issuer's Common Stock. The Preferred Stock will convert pursuant to the applicable conversion ratio, as listed in the Amended and Restated Certificate of Incorporation of the Issuer, and reflect a 6.1-for-1 stock split of the Issuer's Common Stock which occurred on November 7, 2014.
The Reporting Person is a wholly-owned subsidiary of Rusnano MedInvest, LLC ("RMI LLC"). RMI LLC is the beneficiary of the Reporting Person. RMI LLC has voting and dispositive power over the shares held by the Reporting Person.