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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618835	Neothetics Inc.	NEOT	Pharmaceutical Preparations (2834)	208527075

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1625238	Maxim Gorbachev	9191 Towne Centre Drive Suite 400 San Diego CA 92122		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-25	1,515,549	$0.00	1,515,549	No	4	C	Indirect	RMI Investments S.a.r.l
Common Stock	Acquisiton	2014-11-25	70,000	$14.00	1,585,549	No	4	P	Indirect	RMI Investments S.a.r.l

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	RMI Investments S.a.r.l
No	4	P	Indirect	RMI Investments S.a.r.l

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Preferred Stock	Disposition	2014-11-25	9,244,852	$0.00	9,244,852	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Footnotes

Immediately prior to but contingent upon the closing of the initial public offering of the Issuer's Common Stock, all outstanding shares of Preferred Stock will be automatically converted, for no additional consideration, into shares of the Issuer's Common Stock. The Preferred Stock will convert pursuant to the applicable conversion ratio, as listed in the Amended and Restated Certificate of Incorporation of the Issuer, and reflect a 6.1-for-1 stock split of the Issuer's Common Stock which occurred on November 7, 2014.
Mr. Gorbachev is the a managing director of RMI Partners, LLC the management company of Rusnano MedInvest, LLC which is the parent company of RMI Investments S.a.r.l. and has voting and dispositive power with respect to these shares. Mr. Gorbachev disclaims beneficial ownership except to the extent of his pecuniary interest therein.