Filing Details

Accession Number:
0001144204-14-070991
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-25 18:17:33
Reporting Period:
2014-11-25
Filing Date:
2014-11-25
Accepted Time:
2014-11-25 18:17:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
320017 Neostem Inc. NBS Services-Misc Health & Allied Services, Nec (8090) 222343568
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192621 M Steven Klosk C/O Neostem, Inc.
420 Lexington Avenue, Suite 350
New York NY 10170
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2014-11-25 10,000 $3.99 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct