Filing Details
- Accession Number:
- 0001179110-14-017083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 17:01:05
- Reporting Period:
- 2014-11-24
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 17:01:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171759 | Red Robin Gourmet Burgers Inc | RRGB | Retail-Eating Places (5812) | 841573084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512252 | Chris Laping | 6312 S. Fiddler'S Green Circle Suite 200N Greenwood Village CO 80111 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-24 | 1,204 | $23.70 | 10,242 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-24 | 31 | $35.46 | 10,273 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-24 | 1,865 | $34.71 | 12,138 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-24 | 3,100 | $67.67 | 9,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-24 | 1,204 | $0.00 | 1,204 | $23.70 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-24 | 31 | $0.00 | 31 | $35.46 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-24 | 1,865 | $0.00 | 1,865 | $34.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 283 | 2021-03-07 | No | 4 | M | Direct | |
| 5,450 | 2022-02-21 | No | 4 | M | Direct | |
| 878 | 2021-06-24 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.643 to $67.675, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 3,255 restricted stock units that are subject to vesting and forfeiture restrictions.
- The option exercised is a portion of the grant to the reporting person made on 3/7/2011 under the issuer's Amended and Restated 2007 Performance Incentive Plan. 25% of the option vested on 3/7/2012, and thereafter 75% of the option vests in 36 substantially equal monthly installments, with the first installment vesting on 4/7/2012 and an additional installment vesting on the same day of each of the 35 months thereafter. As of November 24, 2014, 3,117 shares of common stock underlying the option had vested.
- The option exercised is a portion of the grant to the reporting person made on 2/21/2012 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. 25% of the option vests on each of the first, second, third, and fourth anniversaries of the date of grant. As of November 24, 2014, 2,740 shares of common stock underlying the option had vested.
- The option exercised is a portion of the grant to the reporting person made on 6/24/2011 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. 25% of the option vested on 6/24/2012, and thereafter 75% of the option vests in 36 substantially equal monthly installments, with the first installment vesting on 7/24/2012 and an additional installment vesting on the same day of each of the 35 months thereafter. As of November 24, 2014, 4,499 shares of common stock underlying the option had vested.
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