Filing Details

Accession Number:
0001209191-14-070873
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-24 17:43:02
Reporting Period:
2014-11-24
Filing Date:
2014-11-24
Accepted Time:
2014-11-24 17:43:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 462883380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592778 Keith Lee C/O Cm Finance Inc
601 Lexington Ave, 26Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-24 1,566 $12.10 4,867 No 4 P Direct
Common Stock Acquisiton 2014-11-24 100 $12.16 4,967 No 4 P Direct
Common Stock Acquisiton 2014-11-24 700 $12.17 5,667 No 4 P Direct
Common Stock Acquisiton 2014-11-24 200 $12.17 5,867 No 4 P Direct
Common Stock Acquisiton 2014-11-24 1,934 $12.18 7,801 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 0.026 shares acquired under the CM Finance Inc dividend reinvestment plan.