Filing Details

Accession Number:
0000909791-14-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-24 17:17:06
Reporting Period:
2014-11-21
Filing Date:
2014-11-24
Accepted Time:
2014-11-24 17:17:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227979 R Bruce Wright 3050 Zanker Road
San Jose CA 95134
Sr. Vp-Fin, Cfo & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-21 32,918 $14.12 212,235 No 4 M Direct
Common Stock Disposition 2014-11-21 32,918 $19.02 179,317 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-21 32,918 $19.02 32,918 $14.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-01-22 2015-01-21 No 4 M Direct
Footnotes
  1. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $19.17 to a high of $19.39. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  2. Includes (i) 14,000 shares, (ii) 20,800 shares, (iii) 40,400 shares, and (iv) 25,000 shares, each subject to RSUs granted in 2011, 2012, 2013, and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2015, 2016, 2017, or 2018, respectively, for the 2 monthly installments that vest in the final year).
  3. The option was granted on January 22, 2005 and became vested and exercisable on the grant date.