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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-11-24 17:15:10
Reporting Period:
Filing Date:
Accepted Time:
2014-11-24 17:15:10
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334296 Seifi Ghasemi C/o Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-20 131,358 $23.79 842,788 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-20 131,358 $78.89 711,430 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2014-11-20 131,358 $0.00 131,358 $23.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-11 No 4 M Direct
  1. This transaction was executed in multiple trades at share prices ranging from $78.495 to $79.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. These time-based stock options were granted on December 11, 2009 and vested and became exercisable by the holder in three equal annual installments beginning on December 31, 2010.