Filing Details

Accession Number:
0001051741-14-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-24 16:03:42
Reporting Period:
2014-11-21
Filing Date:
2014-11-24
Accepted Time:
2014-11-24 16:03:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG National Commercial Banks (6021) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195339 A Austin Adams 726 Exchange Street
Suite 618
Buffalo NY 14210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-21 10,000 $8.16 14,320 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Dividend Equivalent Units (deu) $0.00 84 84 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
84 84 Direct
Footnotes
  1. DEUs convert into common stock on a 1-for-1 basis.
  2. DEUs have no exercise price.
  3. DEUs have no expiration date.