Filing Details
- Accession Number:
- 0001615774-14-000405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 18:22:18
- Reporting Period:
- 2014-11-19
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 18:22:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1266806 | Second Sight Medical Products Inc | EYES | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1624919 | Gregg Williams | 12744 San Fernando Road, Building 3 Sylmar CA 91342 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-19 | 111,111 | $9.00 | 111,111 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,699,069 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $5.00 | 2012-07-31 | 2017-07-31 | 214,921 | 214,921 | Indirect |
| Common Stock | Warrant | $5.00 | 2013-02-23 | 2018-02-28 | 240,000 | 240,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-31 | 214,921 | 214,921 | Indirect |
| 2018-02-28 | 240,000 | 240,000 | Indirect |
Footnotes
- By Williams International Co. LLC. Mr. Williams is a Chairman, President and Chief Executive Officer of Williams International Co. LLC, has voting and dispositive power, and may be deemed to be the beneficial owner of these shares.
- By Sam Williams Trust. Previously reported on Form 3 filed with the Securities and Exchange Commission on November 18, 2014.
- By Sam Williams Trust. Previously reported on Form 3 filed with the Securities and Exchange Commission on November 18, 2014.
- By Sam Williams Trust. Previously reported on Form 3 filed with the Securities and Exchange Commission on November 18, 2014.
Billionaire Hedge Funds
