Filing Details

Accession Number:
0001571049-14-006676
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 21:18:32
Reporting Period:
2014-11-20
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 21:18:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
744452 Applied Dna Sciences Inc APDN Services-Miscellaneous Business Services (7380) 592262718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624610 Iii John Bitzer 50 Health Sciences Drive
Stony Brook NY 11790
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-20 76,923 $3.24 1,156,436 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2014-11-20 76,923 $0.01 76,923 $3.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
76,923 2019-11-20 No 4 P Indirect
Footnotes
  1. Represents shares of the issuer's common stock and warrants purchased at the public offering price of $3.24 per common share and $0.01 per Warrant.
  2. These shares of common stock and warrants to purchase common stock are owned by Delabarta, Inc., a partnership administered by Mr. Bitzer for which his revocable trust is a partner. Mr. Bitzer disclaims beneficial ownership of the shares held by Delabarta, Inc. except to the extent of his pecuniary interest therein.
  3. These warrants are fully exercisable.