Filing Details
- Accession Number:
- 0001447591-14-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 19:32:27
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 19:32:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009759 | Capstone Turbine Corp | CPST | Engines & Turbines (3510) | 954180883 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1082848 | D Gary Simon | 21211 Nordhoff Street Chatsworth CA 91311 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-14 | 24,000 | $0.91 | 169,396 | No | 4 | P | Indirect | By 2002 CLT Trust |
| Common Stock | Acquisiton | 2014-11-14 | 8,900 | $0.92 | 178,296 | No | 4 | P | Indirect | By 2007 CLT Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By 2002 CLT Trust |
| No | 4 | P | Indirect | By 2007 CLT Trust |
Footnotes
- By 2002 CLT Trust
- By 2007 CLT Trust
Billionaire Hedge Funds
