Filing Details

Accession Number:
0001209191-14-070446
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 18:51:04
Reporting Period:
2014-11-19
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 18:51:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 462883380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223151 P Robert Ryder C/O Cm Finance Inc
601 Lexington Ave 26Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-19 2,500 $12.48 19,912 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 0.026 shares acquired under the CM Finance Inc dividend reinvestment plan.