Filing Details

Accession Number:
0001592379-14-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 17:49:56
Reporting Period:
2014-11-18
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 17:49:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1592379 Papa Murphy's Holdings Inc. FRSH Retail-Eating Places (5812) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341690 David L Mounts C/O Papa Murphy'S Holdings, Inc.
8000 Ne Parkway Drive, Suite 350
Vancouver WA 98662
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-18 1,000 $8.99 1,000 No 4 P Indirect By son
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-18 1,000 $8.99 1,000 No 4 P Indirect By daughter
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-18 1,000 $8.99 1,000 No 4 P Indirect By son
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-18 500 $8.98 10,500 No 4 P Indirect By Trust
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-18 1,800 $8.99 12,300 No 4 P Indirect By Trust
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-19 7,020 $8.99 19,320 No 4 P Indirect By Trust
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-20 9,362 $9.48 28,682 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By son
No 4 P Indirect By daughter
No 4 P Indirect By son
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Footnotes
  1. The reported securities are held in custodial accounts for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. Shares are held by the L. David Mounts Living Trust, of which L. David Mounts is a trustee.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $8.95 to $8.99, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $9.41 to $9.50, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4.