Filing Details

Accession Number:
0001181431-14-036949
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 16:56:14
Reporting Period:
2014-11-18
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 16:56:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083712 Mecklermedia Corp MECK Services-Business Services, Nec (7389) 061542480
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
938640 M Alan Meckler 50 Washington Street
Norwalk CT 06854
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-20 49,493 $0.00 0 No 5 G Indirect Alan M. Meckler 2010 Grantor Retained Annuity Trust
Common Stock Acquisiton 2014-10-20 49,493 $0.00 1,787,973 No 5 G Direct
Common Stock Acquisiton 2014-11-18 5,200 $0.52 1,793,173 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Alan M. Meckler 2010 Grantor Retained Annuity Trust
No 5 G Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 401,194 Indirect By Spouse
Common Stock 35,050 Indirect Herman Meckler Family Trust #1
Common Stock 9,871 Indirect Herman Meckler Family Trust #2
Common Stock 75,176 Indirect The Meckler Foundation
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $5.39 2014-12-09 42,858 42,858 Direct
Common Stock Employee Stock Option (right to buy) $5.60 2020-09-27 42,858 42,858 Direct
Common Stock Employee Stock Option (right to buy) $6.44 2021-09-08 21,429 21,429 Direct
Common Stock Employee Stock Option (right to buy) $4.55 2021-11-14 142,858 142,858 Direct
Common Stock Employee Stock Option (right to buy) $3.71 2021-12-12 21,429 21,429 Direct
Common Stock Employee Stock Option (right to buy) $2.29 2022-12-04 10,000 10,000 Direct
Common Stock Employee Stock Option (right to buy) $2.97 2023-12-16 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-12-09 42,858 42,858 Direct
2020-09-27 42,858 42,858 Direct
2021-09-08 21,429 21,429 Direct
2021-11-14 142,858 142,858 Direct
2021-12-12 21,429 21,429 Direct
2022-12-04 10,000 10,000 Direct
2023-12-16 20,000 20,000 Direct
Footnotes
  1. Mr. Meckler indirectly owns 521,291 shares: 37,000 shares donated by Mr. Meckler to the Meckler Foundation, a non-profit charitable foundation founded by Mr. Meckler and for which he acts as a trustee, 38,176 shares purchased by the Meckler Foundation, 401,194 shares purchased by Mr. Meckler's wife and 44,921 shares held in trust for the benefit of Mr. Meckler's mother. Mr. Meckler exercises shared voting and investment control over all of these shares except the shares held by the 2010 Grantor Retained Annuity Trust, over which Mr. Meckler exercises investment control but not voting control.
  2. Option is 100% vested.