Filing Details

Accession Number:
0000893538-14-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 16:14:45
Reporting Period:
2014-11-18
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 16:14:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893538 Sm Energy Co SM Crude Petroleum & Natural Gas (1311) 410518430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198302 J William Gardiner 1775 Sherman St
Suite 1200
Denver CO 80203
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock; $.01 Par Value Acquisiton 2014-11-18 9,772 $20.87 65,907 No 4 M Direct
Common Stock; $.01 Par Value Disposition 2014-11-18 9,772 $50.84 56,135 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-Buy) Disposition 2014-11-18 9,772 $0.00 9,772 $20.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-31 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 5, 2014.
  2. The price reflects an average of multiple transaction prices ranging from $50.05 to $51.60.
  3. The options vested in four equal installments on December 31, 2004, 2005, 2006, and 2007.