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Filing Details

Accession Number:
0001104659-14-082380
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 16:12:28
Reporting Period:
2014-11-18
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 16:12:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334296 Seifi Ghasemi C/o Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-18 140,426 $32.39 851,856 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-18 140,426 $79.08 711,430 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-11-19 317,737 $9.18 1,029,167 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-11-19 317,737 $78.88 711,430 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2014-11-18 140,426 $0.00 140,426 $32.39
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2014-11-19 317,737 $0.00 317,737 $9.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-14 No 4 M Direct
0 2015-12-12 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at share prices ranging from $78.91 to $79.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at share prices ranging from $78.73 to $79.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. These time-based stock options were granted on December 14, 2007 and vested and became exercisable by the holder in three equal annual installments beginning on December 31, 2008.
  4. These time-based stock options were granted on December 12, 2008 and vested and became exercisable by the holder in three equal annual installments beginning on December 31, 2009.