Filing Details

Accession Number:
0001613622-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-19 18:30:01
Reporting Period:
2014-11-18
Filing Date:
2014-11-19
Accepted Time:
2014-11-19 18:30:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561680 Tri Pointe Homes Inc. TPH Operative Builders (1531) 273201111
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613622 Edward Alan Shapiro 19540 Jamboree Road, Suite 300
Irvine CA 92612
President Of Winchester Homes No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-18 11,767 $11.33 41,377 No 4 M Direct
Common Stock Disposition 2014-11-18 11,767 $14.65 29,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-11-18 11,767 $0.00 11,767 $11.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-02-16 No 4 M Direct
Footnotes
  1. The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.6500 to $14.6675, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. Option vested ratably over 4 years.