Filing Details

Accession Number:
0001209191-14-070127
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-19 18:29:55
Reporting Period:
2014-11-17
Filing Date:
2014-11-19
Accepted Time:
2014-11-19 18:29:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543879 Jeff Loebbaka C/O Enphase Energy, Inc.
1420 N. Mcdowell Blvd.
Petaluma CA 94954
Vp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-17 5,320 $1.63 93,445 No 4 M Direct
Common Stock Disposition 2014-11-17 5,320 $10.89 88,125 No 4 S Direct
Common Stock Disposition 2014-11-17 625 $10.89 87,500 No 4 S Direct
Common Stock Disposition 2014-11-17 313 $10.89 87,187 No 4 S Direct
Common Stock Acquisiton 2014-10-31 2,000 $2.98 89,187 No 4 P Direct
Common Stock Disposition 2014-11-17 2,000 $10.89 87,187 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2014-11-17 5,320 $0.00 5,320 $1.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
191,410 2020-06-02 No 4 M Direct
Footnotes
  1. The option exercises and shares sold as reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2014.
  2. Balance includes non-reportable acquisition of 2,000 shares through the Company's 2011 Employee Stock Purchase Plan.
  3. When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter.