Filing Details

Accession Number:
0001225208-14-023608
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-19 17:16:44
Reporting Period:
2014-11-17
Filing Date:
2014-11-19
Accepted Time:
2014-11-19 17:16:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368458 Sally Beauty Holdings Inc. SBH Retail-Retail Stores, Nec (5990) 362257936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561616 Olen Matthew Haltom C/O Sally Beauty Holdings, Inc.
3001 Colorado Blvd
Denton TX 76210
Senior Vice President, General No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-17 33,750 $11.39 52,673 No 4 M Direct
Common Stock Acquisiton 2014-11-17 2,000 $7.42 54,673 No 4 M Direct
Common Stock Disposition 2014-11-17 2,494 $29.74 52,179 No 4 S Direct
Common Stock Disposition 2014-11-17 35,750 $29.86 16,429 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-11-17 33,750 $11.39 33,750 $11.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-11-17 2,000 $7.42 2,000 $7.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-10-19 No 4 M Direct
0 2013-10-20 2019-10-21 No 4 M Direct
Footnotes
  1. Reflects the weighted average sale price. The range of prices for these transactions was $29.73 to $29.749. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 4, 2014.
  3. Reflects the weighted average sale price. The range of prices for these transactions was $29.73 to $30.25. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The options vest annually in four equal installments beginning on October 18, 2011.
  5. The options vested in four equal annual installments beginning on October 20, 2010 and were fully vested as of October 20, 2013.