Filing Details

Accession Number:
0001492520-14-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-19 16:17:32
Reporting Period:
2014-11-17
Filing Date:
2014-11-19
Accepted Time:
2014-11-19 16:17:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486957 Babcock & Wilcox Co BWC Engines & Turbines (3510) 800558025
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492520 D James Canafax 13024 Ballantyne Corporate Place
Suite 700
Charlotte NC 28277
Svp & Gen. Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-17 4,681 $10.58 32,551 No 4 M Direct
Common Stock Disposition 2014-11-17 4,681 $30.17 27,870 No 4 S Direct
Common Stock Acquisiton 2014-11-17 2,307 $24.55 30,177 No 4 M Direct
Common Stock Disposition 2014-11-17 27,870 $30.16 27,870 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2014-11-17 4,681 $0.00 4,681 $10.58
Common Stock Stock Options (right to buy) Disposition 2014-11-17 2,307 $0.00 2,307 $24.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-05 No 4 M Direct
0 2017-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,755 Indirect 401k Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.1475 to $30.2050, inclusive. The reporting person undertakes to provide to The Babcock & Wilcox Company, any security holder of The Babcock & Wilcox Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.1450 to $30.1750, inclusive. The reporting person undertakes to provide to The Babcock & Wilcox Company, any security holder of The Babcock & Wilcox Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of November 18, 2014.
  4. 1/3 of the stock options vested on March 5, 2010 and the remainder vested in two equal annual installments beginning March 5, 2011.
  5. Stock options vested in three equal annual installments beginning March 4, 2011.