Filing Details

Accession Number:
0001144204-14-069609
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-19 06:09:09
Reporting Period:
2014-11-18
Filing Date:
2014-11-19
Accepted Time:
2014-11-19 06:09:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568832 Rcs Capital Corp RCAP Security Brokers, Dealers & Flotation Companies (6211) 383894716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543232 D Brian Jones C/o Rcs Capital Corporation
405 Park Ave., 14Th Floor
New York NY 10022
Cfo & Ass. Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-11-18 9,000 $13.05 11,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $13.00 to $13.08. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.